Leaving Home - Investigating outside the jurisdiction

Henry Waldock
Last updated 2020-10-07

"One goes, not so much to see but to tell afterward."

John Steinbeck, Travels With Charley

Principles

The Charter applies only to investigation in Canada.  The courts will not require foreign police forces acting in their own countries to abide by the rules of the Canadian Charter.  However, Canadian courts will exclude evidence which was obtained unfairly.

There are some ways to get foreign evidence into a Canadian Court, without bringing the witness here.

Foreign Evidence in Canadian Courts

Victims of many property offences may provide their evidence by affidavit s.657.1.

Witnesses may also testify in Canadian proceedings by video-conference (s.714.2) or even by telephone (s.714.4).  If they won't come to Canada to testify, encourage them to participate in a video-conference.  Li, 2012 ONCA 291.

Where a court ordered commission evidence, it may be presented at trial. (s.712)

Affidavits provided under MLATs are admissible in court as evidence, subject to exclusionary rules. Boyce, 2019 ONCA 828

Ways to Investigate Outside Canada

Who Investigates in foreign country

Advantages

Disadvantages

Canadian police travel there and investigate

Familiarity with case
Familiarity with Canadian law

Investigator has no police powers in foreign land, except what the foreign authorities permit.

Investigator needs to learn foreign law in order to comply with it.

Canadian police request cooperation of foreign police

Familiarity with language
Familiarity with local law
Charter does not apply to foreign police.

Foreign police may do something unfair to suspect, rendering evidence inadmissible in Canadian trial.
Canadian police lose some control over investigation.
Foreign police may have no special powers unless the investigation involves an offence in their country.

Canadian court orders commission evidence.

Witnesses can be examined on oath in foreign jurisdictions.
That evidence can be used in Canada, sometimes without bringing the witness here.

Limited by foreign law as to what kinds of information and documents you can obtain, and in what circumstances the examination will proceed.
Very public proceeding.

MLAT - A treaty request for search & seizure powers in foreign land

Special powers may be exercised in foreign land:
search & seizure; wiretap etc

Paperwork
Limited by what treaties are in place in with the foreign country
Limited by foreign law

Different provinces:

Getting help from other countries

Helping other countries investigate here

MLAT

Mutual Legal Assistance in Criminal Matters Act

References:

MLAT chapter from Department Of Justice Federal Prosecution Service Deskbook

The RCMP used to publish a chapter on the internet on how to get the Federal Department of Justice to use MLAT treaties with other countries to obtain evidence. The link is gone. Search your internal sources for information on MLATs.

Generally, five main types of compulsory assistance are available under the various MLATs:

A request for foreign assistance must:

  1. in the case of a treaty request, it meets the requirements of the applicable treaty;

  2. in the case of a non-treaty request, to the extent that the relevant law of the foreign state is accessible in the circumstances, it meets the requirements of that law;

  3. the request will be clear and comprehensible to the authorities in the foreign state who will have to execute it;

  4. on the basis of the information contained in the request and any other oral or written information provided, there is a reasonable basis for the police or prosecuting authorities to believe that:

    1. the information upon which they are proceeding is reliable; and

    2. there is evidence in the foreign state relevant to the investigation or prosecution.

Police must prepare the request for assistance from the foreign government, and forward it through the International Assistance Group of the Department of Justice.

Helping Foreign Police

If foreign police ask you to obtain a warrant to search a Canadian location, they must provide you with the same grounds you would need to search a place in Canada.  While you are not required to investigate the foreign offence, you may have to ask questions if their reqest fails to describe the evidence they obtained, and the reasons why these sources are credible.  Canada (Attorney General) v. Ni-Met Resources Inc. (2005)195 C.C.C. (3d) 1 (B.C.C.A).

Who pays the bills?  Searching for information in Canada for a foreign investigation can cost money.  When you execute a production order on an innocent third party, they may look to you to pay their costs.  Courts say that you don't have to pay, but the innocent third party who must comply with the order might lawfully refuse on the grounds of undue financial hardship.  In order to secure compliance, the requesting state might pay the third party's costs. 
Canada (AG) v. Foster (2006 Ont C.A.); Canada (Attorney General) v. Pacific International Securities Inc.2006 BCCA 303.

Cases on Extraterritoriality

By operation of a NATO treaty, a soldier working in the USA bears the burden of complying with Canadian law and American law. Canadian military police suspected Cpl McGregor, 2020 CMAC 8 of various crimes, and briefed American police. Following local law, American authorities obtained a search warrant for his computer, which provide evidence of his guilt. They gave the electronic devices to Canadian authorities, who took them to Canada. There, they obtained Canadian warrants to examine the contents. (Brilliant!) Cpl McGregor objected to the admission of this evidence in his trial, because he claimed that the evidence had not been obtained from him by applying Canadian law. The court rejected this objection. Local law applied. The court would exclude the evidence only if it rendered the trial unfair.

The Minister of Justice sent Swiss authorities a letter requesting assistance in the seizing of Schreiber's ([1988] 1 SCR 841) bank records.  They did.  Schreiber’s lawyers applied for a declaration that he enjoyed the protection of s.8, and that police should have given the Minister of Justice a request that met the standard of an ITO for a search warrant.  The Federal Trial court and the Federal Appeal court agreed, but the Supreme Court of Canada disagreed.  Held: S.8 does not apply in Switzerland, and the Canadian actions do not violate the suspect’s expectations of privacy in Switzerland.  He has no more expectation of privacy there than Swiss law provides him.

Similarly, R.C.M.P. officers contacted police in Antigua, asking for information which could be lawfully disclosed about Mr Mathur's, 2010 ONCA 311 banking.  Antiguan police provided some very helpful records by breaking Antiguan law.  At his trial, Mr Mathur asked the judge to exclude the evidence from his trial, because it was illegally obtained.  The Crown declined to investigate the Antiguan police improprieties.  The court found that because the police had deliberately sought only lawfully obtained evidence, the evidence could be admitted.

American police caught Mr Terry (1994  BCCA) in the USA for extradition. Canadian police asked the American police to question him.  They gave him his Miranda rights, but not access to a Canadian Lawyer.  Held, no breach of Charter: Charter doesn't have extraterritorial effect. 

When American police arrested Mr Cook [1998] 2 SCR 597, they let Canadian police interrogate him. For 20 minutes the Canadian cops failed to advise him of his Charter rights.  Held: Charter s.10(b) breached.  Statement excluded.  Charter s.32 – The Charter doesn’t extend beyond Canada’s jurisdiction, but a police officer takes a little bit of Canadian jurisdiction into foreign lands.

The court changed its mind about Cook in the subsequent case of Hape 2007 SCC 26, who laundered money in the Turks & Caicos Islands. Canadian police went there, and, under the authority of the local police force, searched Mr Hape's offices. The defence complained that this search violated s.8 of the Charter. The court concluded that the Charter doesn't apply, because the officers obeyed the law of the Turks & Caicos Islands and operated under the authority and direction of their senior police officer. The court concluded:

"The only reasonable approach is to apply the law of the state in which the activities occur, subject to the Charter’s fair trial safeguards and to the limits on comity that may prevent Canadian officers from participating in activities that, though authorized by the laws of another state, would cause Canada to be in violation of its international obligations in respect of human rights."

However, the court also said that a foreign country may consent to you applying Canadian law to your investigation in their country. If so, you must respect all Charter and Criminal Code requirements in your investigation.

Consent must come from an official high enough to overrule local law, and in a sufficiently formal manner that it's clear that the local state permits the enforcement of Canadian law in their territory.  In Tan, 2014 BCCA 9, Canadian officers went to Malaysia, and, believing Cook applied, attempted to make their investigation comply with the Charter.  However, Malaysian officials required them to comply with Malaysian law in their investigation.  Although the Canadian officers believed that the Charter applied, Malaysia never consented to abandon their jurisdiction.  The Charter did not apply to the Canadian actions in Malaysia.

American immigration authorities arrested Ms. Harrer [1995] 3 SCR 562 because they believed she was in the country illegally.  But other American police questioned her about how she helped her boyfriend escape Canadian custody.  They gave her Miranda rights, but not Charter rights.  Held: Charter rights don’t extend beyond Canada.  They don’t bind the authorities in other nations.  But if we plan to hold a trial here in Canada, our courts will determine whether admitting that evidence would be fair or unfair in a Canadian trial, applying s.7.

Mr Dorsay 2006 BCCA 117 murdered his infant son in 1967 by suffocating him with a plastic bag.  He moved to Washington State.  In 1995, he still felt guilty.  He sought assistance from psychologists, who informed child protection authorities there.  Mr Dorsay thought there might be a warrant for his arrest, so he asked a police officer, and gave a full confession.  Canadian police merely asked American police to get a search warrant for the psychologists' records - no MLAT was used.  Despite the American rule of privilege over psychological records, the American police got a warrant, collected the records and sent them to Canada.  This may have violated the accused's rights in the USA, which offended the trial judge, but the Court of Appeal was less troubled by it.

The psychologists refused to assist the Canadian investigation.  Under MLAT, Canadian authorities commissioned a Canadian judge to go Washington State.  When he got there, Washington State judges appointed him with the power to conduct a commission under Canadian law.  He subpoened the psychologists, who testified under oath about Dorsay's confessions.  (Note that under American law, the psychologists could have refused to testify because of privilege.)  This evidence was found to be admissible in the Canadian trial.

The existence of an MLAT procedure does not restrict you to relying only on MLAT requests; other procedures can be even more effective.

However, under s.7 evidence may be excluded at trial in Canada.

Mr Mathur, 2007 CanLII 38943 (ON S.C.) working for the Federal government, took bribes, which were wired to his bank account in Antigua.  Canadian police asked the Antiguan authorities for information about that bank account.  Contrary to Antiguan law, the Antiguan authorities provided detailed information.  The Canadian prosecutor requested certified true copies of the bank records.  Again, contrary to Antiguan law, the authorities there provided them.  The court found that this evidence was obtained illegally, but the illegal actions were committed entirely by foreign officials.  The Canadian authorities did nothing to cause these illegal actions.  The evidence existed independent of the accused.  The court decided to admit the evidence.

Therefore:

The “Blue Dawn”

R. v. Guilbride 2002 BCPC 254  

RCMP had RPG to believe that the vessel “Blue Dawn” was going to be used for importation of narcotics.  They obtained a tracking warrant from a JP.  They told the JP that the vessel was in Greece, and that they intended to get Greek authorities to execute it via MLAT.  Really, all they were doing was getting the warrant to show the Greeks “good faith” and to prove that they could convince a Canadian judge to authorize a tracking warrant.  They asked Greek authorities to help them, and insisted on obtaining a Greek legal opinion about installing the device before proceeding.  The opinion was that they could.  At trial a Greek legal expert testified that installing the tracking device was illegal in Greece.

Held: while the vessel was in Greek waters, even though it was a Canadian vessel, Greek law, not Canadian law applied.  (s.477.1)(c) given narrow reading).  Section 8 of the Charter did not apply, but section 7 applies to the trial.  Because RCMP failed to tell the JP that they wanted the warrant only to show good faith, and not because they wanted to use it, the police did not show good faith.

Judge thought police should have obtained a proper legal opinion, and that police should have employed the full MLAT procedure.  Section 7 violated.

But, because the police did try hard to get Greek authorities to address the legalities of installing a tracking device (and the Greek authorities mislead them), the evidence was not excluded under s.24(2). 2003 BCPC 0044

Lessons to be drawn:

  1. Vessels with Canadian registration in foreign ports are still under foreign jurisdiction.

  2. Use MLATs if possible.

  3. When dealing with foreign jurisdications, get foreign legal advice.  Get a competent interpreter (preferably one with legal skill and knowledge – try the courts)

  4. When in a foreign land, do your best to comply with foreign law.

  5. Document your efforts to comply with foreign law.

  6. Be honest about the purposes for which you seek your tracking warrant.


R. v. Oliynyk et al
2005 BCSC 1894  Canadian and American police cooperated in the investigation of a drug importation conspiracy.  American police stopped a shipment of drugs on American soil, employing a search which was lawful there but may be unlawful here.  The court found that the evidence so gathered was admissible in Canada because it was lawfully gathered in the USA, and the search was not deeply offensive to Canadian sensibilities.

Drabinsky & Gottlieb 2008 ONCA 566 ran "Livent" - an entertainment company that failed.  U.S. and Canadian authorities laid charges against them.  The Canadian charges prevented Canada from extraditing them to the U.S.A..  Victims of their financial tricks sued them in the U.S..  The two defendants opted not to cross the border (for fear of prosecution down south), but defended their civil case in Canada.  Instead of answering any questions in "depositions" (discovery), they asserted their 5th Amendment right to remain silent.  They beat the Canadian charges, but lost the civil suit in the U.S.A..  When their creditors sought to register the judgment in Canada, Drabinsky and Gottlieb argued that Canada shouldn't recognize the judgment: when they were facing both lawsuits, if they had defended themselves in the USA, then their testimony could have been used against them in Canada in the criminal charges.  In rejecting this claim, the court suggested that a person's USA testimony might not be admissible against him on charges in Canada.

Omar Khadr

Omar Khadr 2008 SCC 28 was born in Canada, but when he was 15, American soldiers arrested him in Afghanistan for throwing a grenade that killed an American soldier in battle.  They transferred him to Guantanamo Bay, where a military tribunal determined that he was an "enemy combatant".  American military prosecutors charged him with war crimes.

In February and September 2003, agents from CSIS and the Foreign Intelligence Division of the Department of Foreign Affairs and International Trade (“DFAIT”) questioned Mr. Khadr on matters connected to the charges pending against him and shared the product of these interviews with U.S. authorities.  In March 2004, knowing that the Americans subjected Khadr to a month of sleep deprivation to soften him up, they tried again, but Khadr refused to answer questions.  He did not have access to a parent nor legal advice.  He asked to return to Canada.  The US Supreme Court has since found that the conditions at Guantanamo Bay violated U.S. law and International Conventions.

To help Mr Khadr defend himself against the charges, his lawyers asked Canada to disclose what he said to the Canadians, and what they told the Americans.  Canada said "no" because he's not charged in Canada, and the Canadian officials were merely following the law of a foreign jurisdiction.  The Supreme Court of Canada said "yes".  (Khadr 2008 SCC 26)  Ordinarily, Canadian officials in foreign jurisdictions are not bound by the Charter, but when they participate in activities which violate Canada's treaty obligations, then the Charter does apply.  This merely repeats what the court said in Hape.

Khadr asked the court to order the Canadian Government to ask the American government to return him to Canada.  The Supreme Court declined to make a specific order affecting Canada's international relations.  Instead, the court declared that Canada violated his s.7 rights, and left it to the government to sort out the mess. (Khadr 2010 SCC 3)

Before interviewing prisoners in foreign lands, you may want to inquire into the treatment of suspects.   You should distance yourself from inhumane treatment of prisoners.  This does not mean that all the protections of the Charter apply, but torture offends Canadian courts, and Canada's international obligations.

What worries me is that the court determined after the fact whether Charter rights apply.  But you folks need to know before you go in what rules to follow.  How do you determine whether the country you're going to complies with Canada's international treaty obligations?  Here are some ideas:

Abdullah Khadr

Mr Khadr 2011 ONCA 358 was born in Canada but moved to Pakistan when he was three.  His dad associated with Osama Bin Laden.  The Americans wanted information from him.  They paid the Pakistan intelligence service half a million dollars to abduct and interrogate him.  Contrary to Pakistani law, those agents held him without charges for 14 months, mistreated him, and got information from him.  For the first three months - contrary to the Vienna Convention - he got no access to Canadian Consular Services, just a CSIS agent.

When Pakistan finished with him, they asked the RCMP to investigate him for his involvement in terrorism.  When the officer tried to interview him, Pakistani officials would not permit him to record the interview, nor would they let him speak to Khadr alone.   They wouldn't let Khadr speak to a lawyer. The officer refused to investigate under these conditions. and refused to take Khadr into his custody.  American agents persuaded Pakistani agents to hold Khadr for another 6 months while they investigated him for terrorism crimes.  They Americans got more information from him.  They asked Canada to agree to release him to the USA.  Canada refused, so Pakistan sent him to Canada.

When he arrived, a Canadian police officer interviewed him properly, according to Canadian rules.  In that interview, Khadr admitted enough to justify prosecuting him for a variety of terrorism offences.

The Americans sought extradition from Canada to the U.S.A..  This requires a judicial hearing, to see whether the Americans have sufficient evidence to justify charges.

The extradition judge said "no".  He refused to consider Khadr's confessions to Pakistani and American officials because they were obtained in an abusive manner which rendered them unreliable.  He would have admitted the Canadian evidence, because of the good conduct of Canadian officials in the case.  But he saw it as an abuse of process to let Americans prosecute the man whose basic human rights they abused so thoroughly.  He observed that Khadr can be prosecuted in Canada instead.  The appeal court agreed.

I found this an interesting decision to read.  There is some technical language, but there is also some high philosophy about the importance of maintaining the rule of law especially when dealing with people who would destroy our legal system.

The judges liked how Canadian officials behaved:

The basic message for police is that Canadian courts want you to distance yourself from abusive and illegal behaviour.  Treat even the most evil people with as much human decency as the circumstances allow.  When you deal with suspects in foreign lands, they may not enjoy Charter rights, but the courts still want you to treat them with basic fairness.  Operate within the law, and respect international conventions on human rights.

Sharing Wiretap

When sharing intercepted communications with foreign investigators, you should seek assurances that they will maintain the privacy of the material you send them.  Wakeling 2014 SCC 72


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