Sexual Offences - Elements and Defences

Henry Waldock
Last updated: 2016.04.04



Assault

Assault is defined in s.265:

Sexual Assault

A sexual assault is an assault which violates the complainant's sexual integrity.  Chase [1987] 2 S.C.R. 293.

For example, disciplining a child by grabbing his genitals may be a sexual assault, even though the assailant's purpose was not sexual.  V. (K. B.) [1993] 2 S.C.R. 857.  Similarly, searching a woman's vagina in a manner that humiliates her may be a sexual assault, even if the purpose of the search was not sexual.  Nicolaou, 2008 BCCA 300.

A sexual assault does not require touching of a sexual part of the body if the circumstances of the assault are objectively of a sexual nature.  For example, rubbing a young woman's tummy just under her breasts may violate her sexual integrity, even if the touching never reaches her breasts or vagina.  Lutoslawski, 2010 ONCA 207.

Just as a common assault may be committed by the threat of an imminent application of force, so too may a sexual assault be committed without touching. A man who held a woman captive, and made her watch him masturbate committed a sexual assault. Edgar, 2016 ONCA 120.

A non-sexual assault does not become a sexual assault just because the complainant fears that she will be sexually assaulted.  Robicheau, 2002 SCC 45

On the other hand, an assault on a naked woman may be a sexual assault even though the assailant's purpose was not a sexual one.  Larue, 2003 SCC 22

Lack of Consent

To prove sexual assault, the prosecution must prove that the complainant didn't consent.  This is the state of mind of the complainant during the sexual interaction.  If she loses consciousness, she can no longer consent.  J.A., 2011 SCC 28; Dippel 2011 ABCA 129. If she was too intoxicated to consent, even if still conscious, then she didn't consent. Al-Rawi, 2018 NSCA 10.

This jolly video explains consent quite well.


Age

For most sexual activity, only people 16 or older can consent. s.150.1.  (The age of consent changed from 14 to 16 on May 1, 2008.)  People aged 12-16 can consent to sexual activity with people close to their own age.  See age of consent.

Power Imbalance

However, some relationships involve power imbalances which require special consent provisions:

Invalid consent

Consent to an assault is not valid if obtained by force, threats of force, fraud or the exercise of authority.  265(3)

A woman does not truly consent if a man deceives her into believing he is her husband.  Luddington, 2001 NSCA 29.  A 14-year-old boy does not truly consent if the man in charge of him extorts his consent.  Geddes, 2015 ONCA 292

People in positions of power do not obtain consent if they abuse the power to get the sex:

Because HIV infection so affects a person's life, failing to tell a partner of this risk before engaging in sex with them constitutes "fraud" (Cuerrier, [1998] 2 S.C.R. 371) unless there is no realistic possibility of HIV transmission.  Mabior, 2012 SCC 47. People who have HIV have a duty to disclose. Boone, 2016 ONCA 227  When viral loads are low, and the partners use condoms, the risk of transmission may be so low, that the HIV sufferer may not need to disclose, even if he causes the victim great worries about her health when she later discovers his condition. Thompson, 2018 NSCA 13.

Mr Hutchinson, 2014 SCC 19 wanted to get his girlfriend pregnant, so he secretly poked holes in condoms.  She got pregnant.  His trick similarly constituted "fraud" because it exposed her to the significant bodily changes of pregnancy - something he should have told her so that she could decide whether to assent.

For the purposes of sexual assault, consent to sexual activity is not valid if (273.1):

Drunk people (and mentally handicapped people) can lawfully consent to sexual activity. A.A. 2001 Ont. C.A.  Siddiqui, 2004 BCSC 1717. Unfortunately, the intoxicated ones often don't recall the event afterwards.  Therefore:

Intoxication and lack of memory impose hurdles to proving lack of consent.  Despite these hurdles, lack of consent has sometimes been proved even when the complainant had no memory of the assault. eg Bell, 2007 ONCA 320.

The complainant said that when she drank what Mr Fleming 2007 ONCA 808 poured, she suddenly felt weak, and groggy.  She said it felt different from the effects of alcohol.  No analyst tested her blood in time to find any date-rape drugs, but the complainant's evidence sufficed to establish that they were there.  Try for the forensic evidence if you can. (I'm told you should freeze blood samples immediately to preserve drug traces -- but don't take it from me.  Ask a forensic toxicologist.)  But it may be possible to present the case without forensic evidence.

Mr Lutoslawski, 2010 ONCA 207 acted as a kind of solo scout leader.  He took children who were over the age of consent camping.  He and one of them engaged in "consensual" sex.  He never used his position of authority to coerce the complainant to agree, but he may have abused his position of authority in persuading her.  This illustrates the difference between s.265(4) and s.273.1(2)(c).

Position of Trust, Power or Authority

Consent to sexual activity which is obtained by the abuse of a position of trust, power or authority is not consent.  (s.273.1).

A person in one of these positions who engages in consensual sexual activity with someone between 16 & 18 commits the offence of sexual exploitation.  (s.153)

Examples:

Even a close family friend can be in a position of trust.  Mr Budd, 2007 ONCA 722 was a suave, debonair Bay Street Lawyer.  He befriended a woman and her three teenage daughters.  He took the girls on trips to England and the USA.  He had consensual sex with them.  The court found that he was in a "position of trust" with respect to the girls, and therefore he was guilty of sexual exploitation.

Intent

The offences based on sexual assault are "general intent" offences - the accused is guilty if he meant to do the act.

Some offences are "specific" intent offences - the accused isn't guilty unless he had some specific prescribed purpose in mind.

Therefore, investigate what the suspect said and did before, during and after the incident to determine his purpose.

Mr Scullion, 2009 ABCA 291 touched the vagina of a sleeping 10-year-old girl.  The trial judge accepted that he honestly believed that he was touching her mother.  Should he be acquitted of sexual interference - s.151?  What about sexual assault - s.271?  On appeal the court found that his specific intent was to touch an adult, not a child.  He was innocent of sexual interference.  But he was likely guilty of sexual assault because he never got consent.

Bodily Harm

Injuries need not be serious to qualify as bodily harm.

Mr Moquin, 2010 MBCA 22 met a woman on a telephone chat line.  Within weeks he was living at her house.  He assaulted her several times leaving injuries.  She complained of:

The trial judge compared these to the effects of a common cold or sore throat, and concluded these were not "bodily harm".  The appeal court disagreed.  "Pain causing discomfort, if it is more than trifling and transient, is sufficient, even if it does not impair a person’s ability to function."  These injuries sufficed to establish bodily harm.

There remains some debate whether any specific intent to cause harm is required for assault causing bodily harm.  B.C. and Saskatchewan says no.  (Brooks, Swenson) Ontario and Alberta say yes. (K.P., Dewey).

For aggravated sexual assault, the risk of harm has to be objectively forseeable.  Godin, [1994] 2 S.C.R. 484.

Common Defences

Identity - "It wasn't me."

    Although this defence is most common in stranger attacks, it also arises in cases involving young children abused in their beds at night.  Evidence which often resolves this includes:

    1. DNA
    2. Photo pack
    3. Detailed description of offender - tattoos, scars etc.
    4. Exclusion: were there any other similar people who were present at the time?
    5. Opportunity to observe: lighting, duration, proximity, sobriety,

Alibi - "I wasn't there."

    Defence ought to provide their alibi in sufficient time for you to investigate it. Many times, this is only shortly before trial. You have an obligation to investigate the alibi as best you can.  If you can't, explain to the Crown why.

    1. Interview the alibi witnesses carefully.
    2. If you decide to give a public mischief warning, don't threaten witnesses with it.
    3. If the alibi is late, find out how long the defence knew about it.
    4. Check for possible collusion.
    5. Search out other evidence to confirm or deny the alibi information.
    6. Document what you've done, and what you have yet to do.
    7. If you run out of time, advise the Crown fully of what you've done and what remains to be done.

Denial - "It never happened."

    Bald denials often ring hollow.  Often the defendant will offer reasons why the complainant might make a false allegation.  Collect and record what explanations you can.  It does not matter whether you believe what the suspect says.  Every remark helps get at the truth.  Lies help prove he's a liar.

    The law permits the defence to expose a complainant's motives to lie; but the prosecutor can't ask the defendant "why would the complainant lie about this?"  L.L., 2009 ONCA 413.

Blame - "It was all her idea."

    Ever since God asked Adam about the apple, offenders have been finding someone to blame.  Psychologists say that many sex offenders "project" their desires.  Rather than admit wanting sex with the victim, the offender says or even believes the victim wanted sex with the offender.

    1. Ask the suspect about the complainant's behaviours.
    2. Ask others about how the complainant behaved around the suspect.

Consent - "She said or indicated 'yes'."

    What words or conduct does the accused rely on?

    1. Words or conduct said or done by someone other than the complainant are not consent.  s.273.1(2)(a)
    2. "No" (words or conduct) means "no".  s.273.1(2)(d)
    3. Silence is not consent.  MLM 1994] 2 S.C.R. 3
    4. Enduring sexual conduct is not consenting.  Ewanchuk, [1999] 1 S.C.R. 330; Dippel 2011 ABCA 129

    Consent requires the freedom to say yes or no.  In many situations, the complainant lacks that freedom:

    1. Did the suspect use force, threats or fear to obtain consent?  s.265(3).
    2. Did the suspect trick the complainant into consenting in any way?  s.265(3)
    3. Was the suspect in any position of authority over the complainant?  s.265(3)
    4. Did the suspect abuse a position of trust, power or authority? s.273.1(2)(c)
    5. Was the complainant capable of consent, or was she unconscious, or too drunk or high? Did the suspect appreciate this at the time?  s.273.1(2)(c)
    6. Did the complainant know who sought sexual contact?

    Consent also requires an appreciation of what's going on.

    In two separate situations, Mr Ashlee 2005 ABCA 287 and Mr Tookanachiak 2007 NUCA 1 engaged in sexual activity with women who were unconscious.  In both cases, the courts found that the Crown did not need to prove whether the complainant consented before the activity occurred.  Once she lost consciousness, she was no longer consenting, and the sexual assault was complete.  However, there remains a defence.  If she consented before passing out, the accused might not notice, and therefore mistakenly believe that she was still consenting.

    Mr J.A., 2011 SCC 28and his girlfriend claimed that they often engaged in bondage and erotic asphyxia - he would choke her to unconsciousness during sex.  She said she consented to being choked to unconsciousness.  She left unsaid whether she consented to his continuing sexual acts with her while she was unconscious, and so the trial judge took this to mean she could have consented.  He argued that she consented to the sexual acts in advance, like one can consent to a surgical operation before the anaesthetic.  The majority found that wasn't good enough.  Once she lost consciousness, her consenting stopped.

    Consent includes knowing who your sexual partner is.  Mr Crangle, 2010 ONCA 451 had an identical twin brother.  He partied at his brother's place, and his brother's girlfriend got drunk and went to bed.  Mr Crangle admitted he slipped into his brother's bed, and silently had sex with her.  When the lights came on, she figured out who he was and got mad.  He said she consented.  She said she didn't.  The judge didn't really decide the credibility issues because even on Mr Crangle's version, he had sex with her without letting her know who he really was.  Therefore, she didn't consent to have sex with him.

    Similarly, Mr Dippel 2011 ABCA 129 climbed into the bed of a sleeping woman he barely knew, and proceeded to touch her sexually.  He knew she couldn't know who was in bed with her, therefore she couldn't consent to his approaches.

Mistaken belief in consent - "I thought she meant 'yes'."

    Courtship often involves ambiguous communication.  Some suspects argue that they merely misunderstood the complainant.  At law, if the offender mistakenly believed she consented, it must be an honest mistake, based actions which reasonably explain the mistake.  For example, no matter how drunk he is, if she removed her coat after coming into her apartment, he can't reasonably claim that he thought she wanted intercourse.  On the other hand, if she strips naked in front of him, he may reasonably infer that she was willing to share her sexuality with him.

    1. What did the complainant do or say?
    2. What did the suspect believe the complainant meant by it?
    3. What steps did the suspect take to determine what she meant? s.273.2(b)
    4. Was this an honest mistake, or did the suspect care whether or not the complainant consented? s.273.2(a)
    5. Was it just the suspect's drunkenness/intoxication that caused the suspect to misunderstand? s.273.2(a)

    Marriage is neither perpetual consent nor does it found a reasonable belief in perpetual consent.  R. v. V.(R.) (2004 Ont C.A.)

Age - "She was old enough to consent (and consented)."

    Many sexual acts with young children are offences whether or not the child consents. s.150.1

    Sometimes, the defence suggests that the acts occurred at a time when the complainant was old enough to consent.  This opens the door to defences of consent or mistaken belief in consent.

    1. How old are the complainant and suspect?  Was the complainant old enough to consent?
    2. When did the first and last sexual acts occur?  Generally, finding independent events in the child's life before and after the offending helps identify the relevant dates.
      • birthday
      • grade
      • teacher
      • moves of home or school
      • other significant events in the child's life
      • telling
    3. Who are the witnesses who can establish the exact dates of those events?

When the the suspect is between 12 and 21 and not more than two [or five] years older than the complainant under 14 [or 16], consent may be a defence, but not if the accused was in a position of trust or authority, or the complainant was dependent upon him.  s.150.1.

    1. How old was the suspect at the time?
    2. Was the suspect in a position of trust or authority?
    3. Was the suspect in an exploitative relationship with the complainant?
    4. Did the complainant depend on the suspect for food, shelter or other support?

Mistaken belief in age - "I thought she was old enough to consent (and did)."

    If the suspect honestly believed the child was older and the child consented, then he has a defence.  But the legislation requires him to take reasonable steps to figure out the child's age.  s.150.1(4) & (6).

    1. What was the child's appearance at the time of the offence?  Height, weight, sexual development, photos, clothing, peers.
    2. What information did the suspect have about the child's age?  What did he know about her, her peers.  Did he attend birthday parties?  Know the child's siblings?
    3. What steps did the suspect take to determine the child's age?
    4. Did the suspect make this mistake because he was too drunk?

    In Levigne, 2010 SCC 25, the court renewed its commitment to this language.  The accused has a duty to act.

Accident - "I didn't mean to do it."

    When people come in close proximity, bodies sometimes touch accidentally.  Was it really an accident?

Intoxication - "I was too drunk / high to mean to do it."

    The offender may claim to have been too drunk or high to intend what he did.  In Daviault [1994] 3 S.C.R. 63, the court accepted this could be a defence, but Parliament responded by enacting s.33.1, which holds the offender liable for general intent offences involving assault or violation of the sexual integrity of the person.

    Intoxication therefore works as a defence for "specific intent" offences involving, but not for "general intent" ones:

    Specific Intent
    General Intent
    151 - touching for a sexual purpose
    152 - invitation to touch for a sexual purpose
    153 - touching for a sexual purpose
    271 - sexual assault

Uncommon Defences

Automatism

Some doctors will tell you that it's possible for a person to engage in sexual activity in their sleep.  Like sleepwalking.  Hartman, 2015 ONCA 498.

 

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